BREAKING: SEC’s Messaging Probe Nets $1.1B In Big Bank Penalties

By Jon Hill (September 27, 2022, 4:58 PM EDT) — The U.S. Securities and Exchange Commission said Tuesday that a slew of major Wall Street firms had agreed to pay more than $1.1 billion in penalties for recordkeeping failures related to their employees’ use of personal messaging apps to discuss business matters….

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